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Dividends on the Stocks

ASM and GSM are initiatives taken by the SEBI

Highlights, Markets

What are Additional Surveillance Measures and Graded Surveillance Measures in Stock Trading?

by Arihant Team

July 13, 2023
3 mins Read
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#1011 Solitaire Corporate Park, Andheri Ghatkopar Link Road, Chakala, Andheri (E), Mumbai – 4000093.

Investor Alert :- conducting appropriate analysis of respective companies and not to blindly follow unfounded rumors, tips etc. Further, you are also requested to share your

ATTENTION INVESTORS :- 1) KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. 2) For Stock Broking Transaction ‘Prevent unauthorised transactions in your account – Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day…Issued in the interest of Investors 3) For Depository Transaction ‘Prevent Unauthorized Transactions in your demat account – Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL/NSDL on the same day…Issued in the interest of investors 4) No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account. 5) Investors should be cautious on unsolicited emails and SMS advising to buy, sell or hold securities and trade only on the basis of informed decision. Investors are advised to invest after conducting appropriate analysis of respective companies and not to blindly follow unfounded rumours, tips etc. Further, you are also requested to share your knowledge or evidence of systemic wrongdoing, potential frauds or unethical behaviour through the anonymous portal facility provided on BSE & NSE website.

Arihant group companies are registered broker and dealer. SEBI Registration number for NSE & BSE :- INZ000180939; NSDL – IN-DP-127-2015 DP ID-IN301983; CDSL DP ID-43000; NCDEX – 00080; MCX – 10525; AMFI – ARN 15114; SEBI Merchant Banking Regn. No. – MB INM 000011070; SEBI Research Analyst Regn. No. – INH000002764. Arihant Capital Markets Ltd provides services with respect to commodities derivatives trading through its group company Arihant Futures and Commodities Ltd. Please carefully read the risk disclosure document as prescribed by SEBI & FMC and Do’s & Don’ts by NCDEX. Existing customers can send in their grievances to compliance@arihantcapital.com. and for DP related queries & Complaints please write us to depository@arihantcapital.com
If you want to register your complaints through SEBI Score Portal please Click here.

ARIHANT CAPITAL IFSC LIMITED | SEBI Regid. No. : INZ000157539
Address: Unit No. 424, 4th Floor, The Signature Building, Block 13B, Road 1C, Zone 1, GIFT SEZ, GIFT City, Gandhinagar, Gujarat – 382355. | Tel: 079-40701700

Disclaimer: Arihant Capital Markets Limited and Arihant Futures & Commodities Limited are engaged in client based and proprietary trading on various stock and commodity exchanges. Arihant Capital IFSC Limited is engaged in proprietary trading in NSE IFSC Stock Exchange and India INX Stock Exchange.

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